SFC Licences of NG Ho Wai 伍灝維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 03 August 2012 | |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 03 August 2012 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 September 2010 | 10 April 2012 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 18 March 2010 | 13 September 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 March 2010 | 13 September 2010 |