SFC Licences of SHEN Tao 沈濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 29 January 2019 07 December 2021
BOCI Research Limited 中銀國際研究有限公司 RE 4 17 February 2010 17 February 2012