SFC Licences of SHEN Tao 沈濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 13 July 2023 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 29 January 2019 | 07 December 2021 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 17 February 2010 | 17 February 2012 |