SFC Licences of HARVEY Neil Anthony Shaun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asia Debt Management Hong Kong Limited | RO | 9 | 15 January 2020 | 14 October 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 9 | 19 July 2016 | 01 January 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 4 | 07 August 2013 | 01 January 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 1 | 07 August 2013 | 01 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 6 | 07 August 2013 | 01 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 5 | 07 August 2013 | 01 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 07 August 2013 | 01 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 16 November 2010 | 01 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 16 November 2010 | 01 January 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 February 2010 | 16 November 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 February 2010 | 16 November 2010 |