SFC Licences of SUN Kam Ming 辛鑑明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 06 October 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 October 2020 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 16 August 2018 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 05 June 2018 | 16 August 2018 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 21 June 2017 | 02 May 2018 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 10 December 2015 | 21 June 2017 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 27 March 2014 | 17 July 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 27 March 2014 | 17 July 2015 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 25 June 2013 | 01 October 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 February 2010 | 15 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 22 February 2010 | 15 January 2013 |