SFC Licences of CHUNG Tat Yin 鍾達賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | 4, 9 | 04 November 2019 | 31 March 2021 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RE | 4, 9 | 09 November 2018 | 04 November 2019 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | 4, 9 | 20 April 2018 | 31 August 2018 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 4, 9 | 02 February 2018 | 20 April 2018 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RE | 1 | 03 November 2015 | 20 January 2018 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RE | 4, 6, 9 | 03 May 2010 | 20 January 2018 |