SFC Licences of CHUNG Tat Yin 鍾達賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司
RO 4, 9 04 November 2019 31 March 2021
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司
RE 4, 9 09 November 2018 04 November 2019
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 20 April 2018 31 August 2018
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 02 February 2018 20 April 2018
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 1 03 November 2015 20 January 2018
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 4, 6, 9 03 May 2010 20 January 2018