SFC Licences of SHAN Miao 單淼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 | RE | 9 | 21 December 2021 | |
Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 | RE | 4 | 21 December 2021 | |
Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 | RE | 6 | 16 August 2019 | 24 December 2021 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 20 December 2013 | 02 April 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 22 February 2010 | 21 June 2013 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 22 February 2010 | 21 June 2013 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 22 February 2010 | 21 June 2013 |