SFC Licences of WINOKER Steven Eric
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 28 September 2018 | 04 October 2018 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 29 February 2016 | 01 March 2016 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 20 June 2013 | 24 June 2013 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 09 March 2011 | 14 March 2011 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 08 March 2010 | 09 March 2010 |