SFC Licences of URATA Yoshio
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RO | 2 | 06 April 2011 | 31 March 2012 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RO | 1 | 06 April 2011 | 31 March 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 2 | 06 April 2011 | 31 March 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 4 | 24 March 2010 | 31 March 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 24 March 2010 | 31 March 2012 |