SFC Licences of PARK Soo Jin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Neuberger Berman Asia Limited | RE | 4 | 17 January 2019 | 30 November 2022 |
Neuberger Berman Asia Limited | RE | 1 | 17 January 2019 | 30 November 2022 |
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 29 February 2016 | 07 December 2018 |
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 07 August 2015 | 07 December 2018 |
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 07 August 2015 | 07 December 2018 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 17 January 2014 | 04 February 2015 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 17 January 2014 | 04 February 2015 |
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 15 March 2010 | 31 December 2013 |