SFC Licences of PARK Soo Jin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Neuberger Berman Asia Limited RE 4 17 January 2019 30 November 2022
Neuberger Berman Asia Limited RE 1 17 January 2019 30 November 2022
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 29 February 2016 07 December 2018
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 07 August 2015 07 December 2018
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 07 August 2015 07 December 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 17 January 2014 04 February 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 17 January 2014 04 February 2015
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 RE 1 15 March 2010 31 December 2013