SFC Licences of ZHANG Fan 張帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 14 May 2019 | |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 04 April 2019 | |
Autonomous Research Asia Limited 見地研究有限公司 | RE | 4 | 21 August 2017 | 31 March 2019 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 02 September 2015 | 26 July 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 22 April 2014 | 02 March 2015 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 03 March 2010 | 24 February 2014 |