SFC Licences of MCLAUGHLIN Gregory John 歌雷歌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bengal Asset Management Limited | RO | 9 | 27 February 2018 | 01 November 2021 |
Tora Trading Services Limited | RE | 1 | 13 April 2015 | |
Bradbury Asset Management (Hong Kong) Limited | RO | 9 | 31 August 2012 | 31 January 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 24 February 2010 | 31 July 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 February 2010 | 31 July 2012 |