SFC Licences of WONG Ka Chun 黃嘉俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hongkong Bay Securities Limited 港灣證券有限公司 RO 1 28 October 2021 31 May 2022
Hongkong Bay Asset Management Limited 港湾资產管理有限公司 RO 4 28 October 2021 31 May 2022
Hongkong Bay Securities Limited 港灣證券有限公司 RO 4 28 October 2021 31 May 2022
Hongkong Bay Asset Management Limited 港湾资產管理有限公司 RO 9 28 October 2021 31 May 2022
Hongkong Bay Securities Limited 港灣證券有限公司 RE 1 19 October 2021 28 October 2021
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RO 2 27 October 2020 17 September 2021
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RO 1 27 October 2020 17 September 2021
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 2 11 April 2019 27 October 2020
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 1 11 April 2019 27 October 2020
Infinitus Partners Asset Management Limited 博浩資產管理有限公司 RE 9 16 November 2018 08 March 2019
Infinitus Partners Asset Management Limited 博浩資產管理有限公司 RE 4 16 November 2018 08 March 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 06 July 2018 25 October 2018
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RE 9 06 July 2018 25 October 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 28 May 2018 25 October 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 10 February 2015 22 November 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 10 February 2015 22 November 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 13 June 2014 21 January 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 13 June 2014 21 January 2015
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 12 September 2013 23 May 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 12 December 2011 23 May 2014
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 19 July 2011 03 December 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 February 2010 27 June 2011