SFC Licences of CAI Yingwei 蔡英煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 05 July 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 05 July 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 12 November 2020 | 05 July 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 12 November 2020 | 05 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 December 2017 | 19 August 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 04 December 2017 | 19 August 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 December 2017 | 19 August 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 December 2017 | 19 August 2020 |
| Merrill Lynch Far East Limited | RO | 6 | 25 September 2013 | 04 August 2017 |
| Merrill Lynch Far East Limited | RO | 4 | 25 September 2013 | 04 August 2017 |
| Merrill Lynch Far East Limited | RO | 1 | 25 September 2013 | 04 August 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 25 September 2013 | 04 August 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 25 September 2013 | 04 August 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 25 September 2013 | 04 August 2017 |
| Merrill Lynch Far East Limited | RE | 4 | 01 March 2010 | 25 September 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 01 March 2010 | 25 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 March 2010 | 25 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 March 2010 | 25 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 March 2010 | 25 September 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 01 March 2010 | 25 September 2013 |