SFC Licences of CAI Yingwei 蔡英煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 6 05 July 2021
CMB International Capital Limited 招銀國際融資有限公司 RO 1 05 July 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 12 November 2020 05 July 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 12 November 2020 05 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 04 December 2017 19 August 2020
CLSA Limited 中信里昂證券有限公司 RE 4 04 December 2017 19 August 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 04 December 2017 19 August 2020
CLSA Limited 中信里昂證券有限公司 RE 1 04 December 2017 19 August 2020
Merrill Lynch Far East Limited RO 6 25 September 2013 04 August 2017
Merrill Lynch (Asia Pacific) Limited RO 6 25 September 2013 04 August 2017
Merrill Lynch Far East Limited RO 4 25 September 2013 04 August 2017
Merrill Lynch (Asia Pacific) Limited RO 4 25 September 2013 04 August 2017
Merrill Lynch Far East Limited RO 1 25 September 2013 04 August 2017
Merrill Lynch (Asia Pacific) Limited RO 1 25 September 2013 04 August 2017
Merrill Lynch (Asia Pacific) Limited RE 4 01 March 2010 25 September 2013
Merrill Lynch (Asia Pacific) Limited RE 6 01 March 2010 25 September 2013
Merrill Lynch Far East Limited RE 1 01 March 2010 25 September 2013
Merrill Lynch (Asia Pacific) Limited RE 1 01 March 2010 25 September 2013
Merrill Lynch Far East Limited RE 6 01 March 2010 25 September 2013
Merrill Lynch Far East Limited RE 4 01 March 2010 25 September 2013