SFC Licences of LUO Yang 駱陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 03 January 2022 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 October 2017 | 26 November 2021 |
UBS Securities Asia Limited | RE | 4 | 04 August 2014 | 08 July 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 March 2010 | 31 May 2014 |