SFC Licences of KIM Simon Dae-Oun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 18 June 2014 | 28 September 2014 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 22 February 2012 | 28 May 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 22 February 2012 | 28 May 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 04 May 2010 | 25 August 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 04 May 2010 | 25 August 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 04 May 2010 | 25 August 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 02 March 2010 | 02 May 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 02 March 2010 | 02 May 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 02 March 2010 | 02 May 2010 |