SFC Licences of LAM Wai Cheng 林偉清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 04 July 2016 | 14 October 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 27 June 2014 | 16 January 2016 |
NNIP Hong Kong Limited | RO | 9 | 22 October 2012 | 26 July 2013 |
NNIP Hong Kong Limited | RO | 4 | 22 October 2012 | 26 July 2013 |
NNIP Hong Kong Limited | RE | 1 | 03 March 2010 | 26 July 2013 |
NNIP Hong Kong Limited | RE | 4 | 03 March 2010 | 22 October 2012 |
NNIP Hong Kong Limited | RE | 9 | 03 March 2010 | 22 October 2012 |