SFC Licences of CHEN Jianping 陳建萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fountainhead Partners Company Limited 弘源資本有限公司 | RE | 9 | 04 November 2022 | |
| Fountainhead Partners Company Limited 弘源資本有限公司 | RE | 1 | 04 November 2022 | |
| Fountainhead Partners Company Limited 弘源資本有限公司 | RE | 4 | 28 October 2022 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 November 2017 | 27 September 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 May 2017 | 28 July 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 May 2017 | 28 July 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 03 June 2016 | 24 March 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 07 March 2016 | 19 May 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 05 August 2013 | 21 January 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 March 2010 | 18 June 2013 |