SFC Licences of CHIU Francis 趙伯琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nobo Capital Management (Hong Kong) Limited | RO | 4 | 23 December 2022 | 17 April 2023 |
| Nobo Capital Management (Hong Kong) Limited | RO | 9 | 11 August 2022 | 17 April 2023 |
| Nobo Capital Management (Hong Kong) Limited | RE | 9 | 19 July 2022 | 11 August 2022 |
| Hentech Global Management Company Limited 匯盈環球管理有限公司 | RO | 9 | 06 December 2018 | 04 March 2022 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 | RO | 2 | 27 October 2017 | 30 November 2018 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 | RO | 1 | 13 June 2017 | 30 November 2018 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 | RO | 9 | 13 June 2017 | 30 November 2018 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 | RO | 4 | 13 June 2017 | 30 November 2018 |
| Admiral Investment Limited 安泓投資有限公司 | RO | 9 | 27 May 2015 | 14 December 2016 |
| Admiral Investment Limited 安泓投資有限公司 | RO | 4 | 27 May 2015 | 14 December 2016 |
| Admiral Investment Limited 安泓投資有限公司 | RO | 1 | 27 May 2015 | 14 December 2016 |
| Regal Portfolio Management Limited 富豪資產管理有公司 | RO | 9 | 01 March 2010 | 01 August 2014 |