SFC Licences of MCCORMACK James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 21 July 2014 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 March 2010 | 08 January 2013 |