SFC Licences of YUNG Johnnie Ka Sing 翁嘉升

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 02 June 2020 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 02 June 2020 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 02 June 2020 09 December 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 02 June 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 02 June 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 02 June 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 02 June 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 02 June 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 02 June 2020
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 13 November 2017 26 November 2019
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 13 November 2017 26 November 2019
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 13 November 2017 26 November 2019
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 28 November 2012 02 June 2017
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 6 10 August 2012 02 June 2017
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 6 20 June 2012 10 August 2012
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 15 July 2010 02 June 2017
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 15 July 2010 02 June 2017
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 15 July 2010 31 December 2014
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 RE 9 31 March 2010 18 June 2010
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 RE 4 31 March 2010 18 June 2010