SFC Licences of FUJIWARA Sari
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 5 | 04 May 2016 | 05 April 2017 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 04 May 2016 | 05 April 2017 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 04 May 2016 | 05 April 2017 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 04 May 2016 | 05 April 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 31 July 2015 | 13 October 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 27 May 2013 | 04 July 2015 |
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 11 March 2013 | 13 May 2013 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 11 March 2013 | 13 May 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 05 March 2010 | 01 August 2012 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 05 March 2010 | 01 August 2012 |