SFC Licences of FAN Yi 樊一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alpine Investment Management Limited | RO | 9 | 03 October 2022 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 November 2018 | 16 March 2022 |
Hong Capital Partners Limited 宏時資本香港有限公司 | RO | 9 | 08 June 2018 | 12 November 2018 |
Optimas Capital Limited 中庸資本有限公司 | RO | 4 | 04 August 2017 | 25 May 2018 |
Optimas Capital Limited 中庸資本有限公司 | RO | 1 | 04 August 2017 | 25 May 2018 |
Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 27 October 2016 | 25 May 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 July 2014 | 16 July 2016 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 22 March 2014 |
Merrill Lynch Far East Limited | RE | 1 | 19 May 2010 | 22 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 May 2010 | 22 March 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 19 May 2010 | 20 August 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 March 2010 | 11 May 2010 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 19 March 2010 | 11 May 2010 |