SFC Licences of SLADIC Ales
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 5 | 13 June 2023 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 5 | 13 June 2023 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 4 | 01 February 2023 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 1 | 01 February 2023 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 2 | 21 August 2019 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 21 August 2019 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 21 August 2019 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 08 April 2015 | 10 October 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 March 2010 | 21 August 2019 |