SFC Licences of LAU Sai Kit, Dennis 劉世傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Grandshores Asset Management Limited 雄岸資產管理有限公司 RO 9 16 May 2022
Grandshores Asset Management Limited 雄岸資產管理有限公司 RO 4 16 May 2022
Vantum Asset Management Limited 雋一資產管理有限公司 RO 9 04 January 2022 27 April 2022
Vantum Asset Management Limited 雋一資產管理有限公司 RO 4 04 January 2022 27 April 2022
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 9 28 January 2021 30 November 2021
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 4 28 January 2021 30 November 2021
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 02 March 2017 10 June 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 02 March 2017 10 June 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 25 June 2015 18 February 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 03 June 2015 18 February 2017
Quam Securities Limited 華富建業證券有限公司 RE 1 13 January 2014 09 May 2015
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 06 June 2013 12 December 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 05 March 2010 20 July 2010