SFC Licences of PANG Lai Kwan 彭麗君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 9 13 January 2022 31 January 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 4 13 January 2022 31 January 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 1 13 January 2022 31 January 2022
ZH Securities Limited 中昊証券有限公司 RO 9 12 May 2020 11 November 2021
ZH Securities Limited 中昊証券有限公司 RO 4 12 May 2020 11 November 2021
ZH Securities Limited 中昊証券有限公司 RO 1 12 May 2020 11 November 2021
ZH Securities Limited 中昊証券有限公司 RE 9 13 March 2020 12 May 2020
ZH Securities Limited 中昊証券有限公司 RE 4 13 March 2020 12 May 2020
ZH Securities Limited 中昊証券有限公司 RE 1 13 March 2020 12 May 2020
Parchment Investment Limited 帕加馬（香港）投資有限公司 RO 1 08 October 2018 31 October 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 9 08 October 2018 31 October 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 4 08 October 2018 31 October 2019
China Eagle Asset Management Limited 華鷹資產管理有限公司 RO 9 24 January 2018 31 July 2018
China Eagle Asset Management Limited 華鷹資產管理有限公司 RE 9 14 November 2017 24 January 2018
China Reserve Securities Limited 東儲證券有限公司 RO 4 16 December 2016 03 November 2017
China Reserve Securities Limited 東儲證券有限公司 RO 9 08 November 2016 03 November 2017
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 RO 9 08 April 2016 11 October 2016
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 RE 9 05 February 2016 08 April 2016
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 27 August 2014 23 January 2016
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 27 August 2014 23 January 2016
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 27 August 2014 23 January 2016
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 27 August 2014 23 January 2016
RE 9 09 October 2013 24 August 2014
South China Securities Limited 南華證券投資有限公司 RE 1 26 August 2013 24 August 2014
RE 4 28 June 2013 24 August 2014
South China Commodities Limited 南華期貨有限公司 RE 2 28 June 2013 24 August 2014
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 03 March 2011 15 June 2013
Celestial Commodities Limited 時富商品有限公司 RE 2 03 March 2011 15 June 2013
Celestial Securities Limited 時富證券有限公司 RE 1 03 March 2011 15 June 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 26 April 2010 24 February 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 April 2010 24 February 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 March 2010 24 February 2011