SFC Licences of LAM Tat Shing 林達誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 1 | 02 February 2024 | |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 09 September 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 August 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 30 September 2013 | 02 February 2024 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 March 2010 | 21 August 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 04 March 2010 | 21 August 2010 |