SFC Licences of HO Lok Man, Tiffany 何樂敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 July 2017 | 11 October 2017 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 4 | 05 November 2012 | 31 January 2014 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 1 | 05 November 2012 | 31 January 2014 |
| Gen2 Partners Limited 展騰投資管理有限公司 | RE | 9 | 09 November 2010 | 23 September 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 March 2010 | 25 October 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 09 March 2010 | 25 October 2010 |