SFC Licences of KAO Cheng Yung 高政雍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 08 December 2021 15 February 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 08 December 2021 15 February 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 08 December 2021 15 February 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 08 December 2021 15 February 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 03 December 2021 15 February 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 03 December 2021 08 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 5 01 December 2021 08 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 01 December 2021 08 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 01 December 2021 08 December 2021
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 4 18 July 2021 18 July 2021
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RO 5 26 March 2021 18 July 2021
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RO 4 26 March 2021 18 July 2021
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RO 2 08 September 2017 18 July 2021
Open Securities Limited 開盤證券有限公司 RO 2 16 July 2010 11 January 2013