SFC Licences of YEUNG Wan Hei 楊允熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Glory Sun Securities Limited 寶新證券有限公司 RE 2 15 May 2020 20 September 2022
Glory Sun Securities Limited 寶新證券有限公司 RE 1 15 May 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 10 March 2020 05 May 2020
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 10 March 2020 05 May 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 10 May 2018 12 February 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 10 May 2018 12 February 2020
Formax Securities Limited 福億證券有限公司 RE 2 11 January 2017 25 April 2018
Formax Securities Limited 福億證券有限公司 RE 1 11 January 2017 25 April 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 09 December 2015 01 January 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 December 2015 01 January 2017
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 08 July 2015 23 November 2015
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 08 July 2015 23 November 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 09 March 2010 03 July 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 March 2010 03 July 2015
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 09 March 2010 03 July 2015