SFC Licences of DING Xiao 丁晓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 26 May 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 22 April 2016 | 18 December 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 25 August 2014 | 03 March 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2014 | 03 March 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 09 March 2010 | 27 July 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 March 2010 | 27 July 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 March 2010 | 31 January 2012 |