SFC Licences of WU Nan 吳楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 02 March 2018 09 November 2019
CLSA Limited 中信里昂證券有限公司 RE 1 02 March 2018 09 November 2019
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 20 September 2017 19 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 25 August 2011 14 May 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 25 August 2011 14 May 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 25 August 2011 14 May 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 11 March 2010 29 November 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 11 March 2010 29 November 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 11 March 2010 29 November 2010