SFC Licences of LAU Chi Ming 劉智明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 04 November 2019 | 31 August 2022 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 04 November 2019 | 31 August 2022 |
C.M. Capital Advisors (HK) Limited | RO | 9 | 22 December 2016 | 05 February 2018 |
C.M. Capital Advisors (HK) Limited | RO | 4 | 22 December 2016 | 05 February 2018 |
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 | RO | 9 | 04 May 2016 | 13 December 2016 |
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 | RO | 4 | 04 May 2016 | 13 December 2016 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 07 October 2011 | 27 June 2015 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 07 October 2011 | 27 June 2015 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 07 October 2011 | 27 June 2015 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 9 | 10 March 2010 | 01 July 2011 |