SFC Licences of LAU Chi Ming 劉智明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 9 04 November 2019
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 04 November 2019
C.M. Capital Advisors (HK) Limited RO 9 22 December 2016 05 February 2018
C.M. Capital Advisors (HK) Limited RO 4 22 December 2016 05 February 2018
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RO 4 04 May 2016 13 December 2016
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RO 9 04 May 2016 13 December 2016
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 07 October 2011 27 June 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 07 October 2011 27 June 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 07 October 2011 27 June 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 9 10 March 2010 01 July 2011