SFC Licences of ZHENG Lucy Xiao-wei 鄭小薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 9 | 20 May 2015 | |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 4 | 20 May 2015 | |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 1 | 20 May 2015 | |
| Altruist Financial Group Limited 進邦匯理有限公司 | RE | 4 | 25 February 2015 | 20 April 2015 |
| Altruist Financial Group Limited 進邦匯理有限公司 | RE | 1 | 25 February 2015 | 20 April 2015 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 21 October 2013 | 30 December 2014 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 21 October 2013 | 30 December 2014 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 08 March 2010 | 01 March 2012 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 08 March 2010 | 01 March 2012 |