SFC Licences of LIU Hanhua 劉漢華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司	RO	4	15 December 2020
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司	RO	1	15 December 2020
Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司	RO	9	15 December 2020
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司	RE	4	21 February 2018	15 May 2019
CLSA Limited 中信里昂證券有限公司	RE	1	21 February 2018	15 May 2019
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司	RE	6	03 October 2017	15 May 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	23 April 2015	30 September 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	23 April 2015	30 September 2017
CLSA Limited 中信里昂證券有限公司	RE	1	23 April 2015	30 September 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	29 March 2011	13 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	29 March 2011	13 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	29 March 2011	13 January 2016
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司	RE	6	16 March 2010	27 March 2011