SFC Licences of LIU Shuk Hin 廖淑軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 16 June 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 16 June 2017
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 16 June 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 11 April 2016 15 June 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 11 April 2016 15 June 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 08 October 2012 21 March 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 08 October 2012 21 March 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 12 March 2010 04 August 2010
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 12 March 2010 04 August 2010