SFC Licences of LAU Nam Fung, Henry 劉南鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 RO 9 20 July 2023
Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 RO 4 20 July 2023
Gee Hi International Securities (Hong Kong) Limited 霽海國際證券(香港)有限公司 RO 1 20 July 2023
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RO 9 23 November 2022 27 January 2023
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RO 4 23 November 2022 27 January 2023
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RO 1 13 November 2020 27 January 2023
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RO 2 07 July 2020 27 January 2023
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RO 5 07 July 2020 27 January 2023
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RE 9 03 July 2020 23 November 2022
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RE 4 03 July 2020 23 November 2022
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RE 1 03 July 2020 13 November 2020
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 RE 2 03 July 2020 07 July 2020
Hang Tai Asset Management Limited 恒泰資產管理有限公司 RE 5 03 July 2020 07 July 2020
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 9 25 June 2019 31 May 2020
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 4 25 June 2019 31 May 2020
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 1 25 June 2019 31 May 2020
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 5 31 January 2019 31 May 2020
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 2 31 January 2019 31 May 2020
Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 RO 2 17 May 2017 18 December 2018
Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 RE 1 02 March 2017 18 December 2018
Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 RE 2 02 March 2017 17 May 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RE 1 24 August 2015 03 February 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 13 October 2014 03 February 2017
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RO 2 24 June 2013 16 September 2014
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RE 2 09 March 2010 24 June 2013