SFC Licences of NG Fan 吳凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RO | 1 | 15 July 2015 | 07 June 2022 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 30 March 2012 | 15 July 2015 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 26 July 2011 | 22 September 2011 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 26 July 2011 | 22 September 2011 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 07 May 2010 | 02 April 2011 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 12 March 2010 | 02 April 2011 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 12 March 2010 | 02 April 2011 |