SFC Licences of LEUNG Wing Yan 梁穎恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Derivatives Hong Kong Limited | RE | 2 | 12 March 2010 | 22 July 2014 |
UBS Securities Hong Kong Limited | RE | 1 | 12 March 2010 | 22 July 2014 |
UBS Securities Asia Limited | RE | 1 | 12 March 2010 | 22 July 2014 |
UBS Securities Asia Limited | RE | 2 | 12 March 2010 | 22 July 2014 |