SFC Licences of LUKE James Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 09 February 2011 | 04 November 2012 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 09 February 2011 | 04 November 2012 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 24 March 2010 | 30 March 2010 |