SFC Licences of KIM Hyung Eun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RO | 4 | 11 December 2019 | |
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RO | 1 | 11 December 2019 | |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 17 September 2015 | 09 June 2017 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 17 September 2015 | 09 June 2017 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 27 July 2015 | 09 June 2017 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 27 July 2015 | 09 June 2017 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 03 September 2013 | 04 June 2015 |
SJS Markets Limited | RE | 1 | 01 March 2013 | 19 July 2013 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 27 July 2010 | 19 January 2013 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 27 July 2010 | 19 January 2013 |
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 16 March 2010 | 24 June 2010 |