SFC Licences of TSANG Simon Sai Cheong 曾世昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 January 2021 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 March 2018 | 13 November 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 19 March 2018 | 25 May 2020 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 | RO | 1 | 30 December 2015 | 09 June 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 30 December 2015 | 09 June 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 1 | 18 August 2015 | 30 December 2015 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 13 April 2015 | 09 June 2017 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 13 April 2015 | 18 August 2015 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 30 August 2010 | 24 March 2015 |
| GFI (HK) Securities L.L.C. | RE | 1 | 12 March 2010 | 23 July 2010 |