SFC Licences of YU Man 俞敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 06 January 2015 | 06 December 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 23 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 March 2010 | 23 June 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 March 2010 | 06 September 2010 |