SFC Licences of WU Chun Lai 胡俊禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 13 March 2019 | 06 June 2019 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 26 October 2018 | 06 June 2019 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 26 October 2018 | 06 June 2019 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 03 October 2012 | 07 July 2014 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 03 October 2012 | 07 July 2014 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 03 October 2012 | 07 July 2014 |
NNIP Hong Kong Limited | RE | 4 | 19 March 2010 | 31 August 2011 |
NNIP Hong Kong Limited | RE | 9 | 19 March 2010 | 31 August 2011 |
NNIP Hong Kong Limited | RE | 1 | 19 March 2010 | 31 August 2011 |