SFC Licences of WU Chun Lai 胡俊禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 13 March 2019 06 June 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 4 26 October 2018 06 June 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 26 October 2018 06 June 2019
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 03 October 2012 07 July 2014
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 03 October 2012 07 July 2014
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 03 October 2012 07 July 2014
NNIP Hong Kong Limited RE 9 19 March 2010 31 August 2011
NNIP Hong Kong Limited RE 4 19 March 2010 31 August 2011
NNIP Hong Kong Limited RE 1 19 March 2010 31 August 2011