SFC Licences of DHUPELIA Sunil

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J.P. Morgan Securities (Far East) Limited	RE	6	26 September 2022
J.P. Morgan Securities (Far East) Limited	RE	4	26 September 2022
J.P. Morgan Securities (Far East) Limited	RE	1	26 September 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	04 March 2020	15 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	04 March 2020	15 June 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	18 July 2018	04 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	18 July 2018	04 March 2020
UBS Securities Hong Kong Limited	RE	6	19 December 2016	12 April 2018
UBS Securities Hong Kong Limited	RE	6	28 August 2015	18 December 2016
Merrill Lynch Far East Limited	RE	6	07 April 2010	26 April 2011
Merrill Lynch (Asia Pacific) Limited	RE	4	07 April 2010	26 April 2011
Merrill Lynch (Asia Pacific) Limited	RE	1	07 April 2010	26 April 2011
Merrill Lynch Far East Limited	RE	4	07 April 2010	26 April 2011
Merrill Lynch Far East Limited	RE	1	07 April 2010	26 April 2011
Merrill Lynch (Asia Pacific) Limited	RE	6	07 April 2010	26 April 2011