SFC Licences of SWAMINATHAN Anand
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 January 2024 | 02 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 January 2024 | 19 January 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 June 2023 | 07 July 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 January 2023 | 20 January 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 November 2022 | 02 December 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 January 2020 | 17 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 August 2019 | 14 August 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 February 2019 | 22 February 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 November 2018 | 22 November 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 September 2018 | 13 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 May 2018 | 15 May 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 January 2018 | 17 January 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 January 2018 | 17 January 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 September 2017 | 20 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 September 2017 | 20 September 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 May 2017 | 24 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 May 2017 | 24 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 February 2017 | 09 February 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 February 2017 | 09 February 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 November 2016 | 26 November 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 November 2016 | 26 November 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 September 2016 | 15 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 September 2016 | 15 September 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 19 March 2010 | 19 April 2010 |