SFC Licences of TSO Ka Man 曹嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 31 August 2021 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 31 August 2021 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 31 August 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 31 August 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 31 August 2021 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 31 August 2021 | |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 | RE | 4 | 15 January 2020 | 10 February 2021 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 | RE | 1 | 15 January 2020 | 10 February 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 19 March 2010 | 07 September 2010 |