SFC Licences of KWAN Kit Yan, Anderson 關傑仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 11 November 2021
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 11 November 2021
Emperor Securities Limited 英皇證券有限公司 RE 1 16 March 2010 08 September 2011