SFC Licences of KWAN Kit Yan, Anderson 關傑仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 11 November 2021 | |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 11 November 2021 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 16 March 2010 | 08 September 2011 |