SFC Licences of SUM Ping Kong 沈炳港
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 3 | 26 June 2012 | 04 April 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 26 June 2012 | 04 April 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 June 2012 | 04 April 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 3 | 17 February 2012 | 04 April 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 17 February 2012 | 04 April 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 17 February 2012 | 04 April 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 17 March 2010 | 06 June 2011 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 March 2010 | 06 June 2011 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 17 March 2010 | 06 June 2011 |