SFC Licences of TANG Tsz Wai 鄧子維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 23 May 2011 | 12 July 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 17 June 2010 | 01 March 2011 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 11 May 2010 | 02 June 2010 |
Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 11 May 2010 | 02 June 2010 |