SFC Licences of CLATWORTHY David Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 27 November 2017
Morgan Stanley Hong Kong Securities Limited RE 2 27 November 2017
Morgan Stanley Hong Kong Securities Limited RE 1 27 November 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 27 November 2017
Morgan Stanley Hong Kong Securities Limited RO 7 23 July 2013 27 November 2017
Morgan Stanley Hong Kong Securities Limited RO 2 06 December 2010 27 November 2017
Morgan Stanley Hong Kong Securities Limited RO 1 20 October 2010 27 November 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 20 October 2010 27 November 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 7 20 October 2010 23 July 2013
Morgan Stanley Hong Kong Futures Limited RO 7 20 October 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RO 2 20 October 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 19 April 2010 20 October 2010
Morgan Stanley Hong Kong Futures Limited RE 2 19 April 2010 20 October 2010
Morgan Stanley Hong Kong Securities Limited RE 1 19 April 2010 20 October 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 19 April 2010 20 October 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 April 2010 20 October 2010